Broker-Dealer


 

Announcements and Notifications

There are no current announcements.


TO ALL BROKER-DEALERS REGISTERED IN MISSISSIPPI: We do not require the filing of yearly financial statements directly with the Division.

For additional information regarding Broker-Dealer or Investment Adviser registration in Mississippi contact:

Ricky Martin
Broker-Dealer and Investment Adviser Licensing and Compliance
Securities Division
Mississippi Secretary of State’s Office
601-359-6367
Ricky.Martin@sos.ms.gov

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