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Securities and Charities |
Final Orders and Consent Agreement
Securities:
Marshall Wolfe and Jack Harrington Exhibits to Final Order.pdf
Marshall Wolfe and Jack Harrington Final Order.pdf
Marshall Wolfe and Jack Harrington Order Imposing Admin Penalty.pdf
Marshall WolfeJack Harrington Summary Cease and Desist Order and Notice of Intent to Impose Administrative Penalty S-09-0187.pdf
Merrill Lynch Pierce Fenner & Smith Inc 03-001 Settlement Agreement.pdf
Merrill Lynch, Pierce, Fenner & Smith Inc.- Administrative Consent Order - S-09-0181.pdf
MetLife Securities Inc S-04-0321 Administrative Consent Order.pdf
Michael David Cooper S-05-0132 & S-05-0075 Consent Agreement.pdf
Michael David Cooper S-05-0132 & S-05-0075 Final Cease and Desist Order and Order Imposing Administrative Penalty.pdf
Michael David Cooper S-05-0132 & S-05-0075 Summary CDO & NOI to Impose Admin Penalty.pdf
Millenicom Inc-Walter W Knitter 02-021 Final CDO.pdf
Minnesota Mutual Consent Order 99-068.pdf
MK ORDER appointing Hearing Officer.pdf
MK Request for Hearing.pdf
Morgan Keegan & Company, Inc. Carl Russell Dykes, and John Harrell Knight S-07-0713 Consent Order.pdf
Morgan Keegan - Administrative Consent Order - S-08-0050.pdf
Morgan Keegan Order to Dismiss 12-09-11.pdf
Morgan Stanley & Co. - Consent Order - S-11-0088.pdf
Morgan Stanley & Co., Incorporated - Consent Order S-05-0463.pdf
MTW Investment Financing LLC & Joel Travelstead S-04-0382 Consent Order.tif
MTW Investment Financing LLC - Joel Travelstead S-04-0382 Consent Order.pdf
Multi-Financial Securities Corp. Letter of Caution-S-05-0460.pdf
Charities:
Main Street Greenwood - Consent Agreement - C-11-0233.pdf
Malaria No More Fund - Consent Agreement - C-09-0027.pdf
Manna Ministries - Consent Agreement - C-10-0081.pdf
Mansfield and Associates - Consent Agreement - C-10-0014.pdf
Maoz Inc C-06-0027 Consent Order.pdf
Maritime & Seafood Industry Consent Agreement C-07-0826D.pdf
Mathematicl Association of America - Consent Order - C-07-0677.pdf
Mays Mission for the Handicapped, Inc. C-06-0275 Consent Order.pdf
Media Research Center - Consent Agreement - C-12-0285.pdf
Media Research Center C-05-0084 Consent Order.pdf
Media Research Center C-05-0625 Consent Order.pdf
Medic Alert Foundation United States C-06-0551 Consent Order.pdf
Medical Teams International, Inc. C-07-0796 Consent Agreement.pdf
Memphis Union Mission - Consent Agreement C-07-0858.pdf
Mendenhall Ministries C-04-0098 Consent Order.pdf
Menninger Clinic Foundation - Consent Agrement - C-12-0448.pdf
Mental Health Association of Mississippi C-04-0108 Consent Order.pdf
Mercy Housing - Consent Agreement - C-09-0292.pdf
Mercy Ships International C-07-0181 Consent Order.pdf
Meridian Speech & Hearing Center Inc C-06-0579 Consent Order.pdf
Meridian Symphony Orchestra C-07-0625 Consent Order.pdf
Metropolitan Opera Association, Inc. Consent Agreement C-08-0049.pdf
Michael J. Fox Foundation for Parkinson's Research - Consent Order C-07-0695.pdf
Millennium Promise Alliance - Consent Agreement - C-08-0415.pdf
Millennium Promise Alliance - Consent Agreement - C-10-0057.pdf
Mission First Inc C-05-0426 Consent Order.pdf
Mission Meridian C-04-0397 Consent Order.pdf
Mission Without Borders Inc C-07-0003 Consent Order.pdf
Mississippi Assocaition of Smith Robertson School C-05-0310 Consent Order.pdf
Mississippi Association of Partners in Education - Consent Agreement- C-08-0041.pdf
Mississippi Blood Services - Consent Agreement - C-10-0142.pdf
Mississippi Burn Camp Foundation - Consent Agreement - C-13-0619.pdf
Mississippi Center for Autism and Related Developmental Disabilities, Inc. - Consent Agreement - C-10-0013.pdf
Mississippi Fish and Wildlife Consent Agreement C-07-0818.pdf
Mississippi Goodwill Festival C-06-0277 Consent Order.pdf
Mississippi Law Enforcement Officers' Association C-06-0293 Consent Order.pdf
Mississippi Minority Business Alliance - Consent Agreement - C-11-0065.pdf
Mississippi SIDS Alliance C-07-0678 Consent Agreement.pdf
Mississippi Volunteer Lawyers Project - Consent Agreement - C-13-0607.pdf
Mississippi Wellness Foundation - Consent Agreement C-09-0212.pdf
Mississippi Wildlife Enforcement Officers Association, Inc.pdf
Mississippi Workers' Center for Human Rights, Inc. Consent Agreement C-08-0064.pdf
MMC Victims Relief Fund C-05-0577 Consent Order.pdf
MMC Victims Relief Fund C-06-0384 Final Order Revoking Regis & Imposing Admin Penalty.pdf
Mobile Association for the Blind C-10-0008.pdf
Mobile Giving Foundation - Consent Agreement - C-09-0229.pdf
MOPS International, Inc. Consent Order C-07-0646.pdf
Mothers Against Drunk Driving. - Consent Agreement - C-08-0159.pdf
MoveOn.org C-04-0173 Consent Order.pdf
MS Academy of Family Physicians aka Family Health Foundation of MS C-05-0001 Consent Agreement.pdf
MS Children Services C-10-0041.pdf
MS Cultural Crossroads C-05-0602 Consent Order.pdf
MS Families for Kids C-04-0357 Consent Order.pdf
MS High School Activities Association C-05-0019 Consent Order.pdf
MS Organ Recovery Agency Inc C-06-0317 Consent Order.pdf
MS Physical Therapy Association C-06-0058 Consent Order.pdf
MS State Police C-05-0213 Final CDO & Order Imposing Admin Penalty.pdf
MS Tutorial Association C-05-0436 Consent Order.pdf
MS Youth Activities and Recreation Team Inc C-06-0053 Final CDO & Order Imposing Admin Penalty.pdf
MS Youth Activities and Recreation Team Inc C-06-0053 Summary CDO & NOI to Impose Admin Penalty.pdf
Murphy, Billy Final Order Revoking Registration C-08-0322.pdf
Music for Life Institute C-05-0277 Consent Order.pdf
Music for Life Institute C-07-0696 Consent Agreement.pdf
MusiCares Foundation - Consent Agreement - C-09-0106.pdf
MusiCares Foundation Inc C-05-0480 Consent Order.pdf
MusiCares Foundation Inc. - Consent Agreement - C-08-0139.pdf
Musicares Foundation, Inc C-06-0502 Consent Order.pdf
MusiCares Foundation, Inc. C-09-0106.pdf
My South - Consent Agreement - C-09-0237.pdf
My South - Consent Order - C-09-0237.pdf
MY SOUTH INC C-09-0237.pdf
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