|
Disclosure statements (75-71-101 through 75-71-121) |
$500 |
|
Broker/dealer & investment advisor registration |
$200 |
|
Broker/dealer & investment advisor registration renewal |
$200 |
|
Agent registration |
$50 |
|
Agent registration renewal |
$50 |
|
Federal Covered Securities under 18(b)(2) |
|
Initial – 1/10 of 1% of the dollar amount of the offering |
minimum $300
maximum $1000 |
|
Renewal/Termination – 1/10 of 1% of the amount sold in the previous year |
minimum $300
maximum $1000 annually |
|
Form D/Rule 506 |
|
|
Initial |
$300 |
|
Renewal/Termination |
$50 |
|
Exemptions under Mississippi Securities Act 75-71-203 |
|
|
Rule 701 Uniform Limited Offering Exemption |
$300 |
|
Rule 703 Exemption from Registration for Certain Domestic Issuers |
$300 |
|
Rule 717 Accredited Investor Exemption |
$300 |
|
Registration of Securities under Mississippi Securities Act 75-71-305 - Coordination and Qualification |
|
|
Initial - 1/10 of 1% of the dollar amount of the offering to be registered |
minimum $300
maximum $1000 |
|
Re-Registration - 1/10 of 1% of the dollar amount of the offering to be registered |
minimum $300
maximum $1000 annually |
|
Additional Securities Registered - 1/10 of 1% of the dollar amount of the additional securities registered |
minimum $300
maximum $1000
annually |
|
Other Fees |
|
|
Name Change Amendment |
$150 |
|
Opinion Letter |
$300 |