| Disclosure statements (75-71-101 through 75-71-121) |
$500 |
| Broker/dealer & investment advisor registration |
$200 |
| Broker/dealer & investment advisor registration renewal |
$200 |
| Agent registration |
$50 |
| Agent registration renewal |
$50 |
| Federal Covered Securities under 18(b)(2) |
| Initial – 1/10 of 1% of the dollar amount of the offering |
minimum $300
maximum $1000 |
| Renewal/Termination – 1/10 of 1% of the amount sold in the previous year |
minimum $300
maximum $1000 annually |
| Form D/Rule 506 |
|
| Initial |
$300 |
| Renewal/Termination |
$50 |
| Exemptions under Mississippi Securities Act 75-71-203 |
|
| Rule 701 Uniform Limited Offering Exemption |
$300 |
| Rule 703 Exemption from Registration for Certain Domestic Issuers |
$300 |
| Rule 717 Accredited Investor Exemption |
$300 |
| Registration of Securities under Mississippi Securities Act 75-71-305 - Coordination and Qualification |
|
| Initial - 1/10 of 1% of the dollar amount of the offering to be registered |
minimum $300
maximum $1000 |
| Re-Registration - 1/10 of 1% of the dollar amount of the offering to be registered |
minimum $300
maximum $1000 annually |
| Additional Securities Registered - 1/10 of 1% of the dollar amount of the additional securities registered |
minimum $300
maximum $1000
annually |
| Other Fees |
|
| Name Change Amendment |
$150 |
| Opinion Letter |
$300 |