• ANNOUNCEMENTS AND NOTIFICATIONS

    There are no current announcements.


    TO ALL BROKER-DEALERS REGISTERED IN MISSISSIPPI: We do not require the filing of yearly financial statements directly with the Division.

    For additional information regarding Broker-Dealer or Investment Adviser registration in Mississippi contact:

    Preston Thomas
    Licensing Auditor
    Securities Division
    Mississippi Secretary of State’s Office
    601-359-6367
    preston.thomas@so​s.ms.gov​