The Securities Division is responsible for regulating both the sale of securities and the securities professionals who sell them. In addition, the Division works with federal and State prosecuting authorities to investigate and bring charges against violators of the State’s securities laws. The Division carries out these functions under the authority granted to it by the Mississippi Securities Act.
Contact
Eric S. Slee
Assistant Secretary of State
Securities and Regulation Divisions
Lacy Hancock
Licensing Auditor
Securities Division
Cortney White
Registrations Specialist
Securities Division
660 North Street
Jackson, MS 39202
P.O. Box 136
Jackson, MS 39205-0136
Phone: 601-359-1334
Fax: 601-359-9070
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