Please take care to submit the correct fee amount. There are no REFUNDS for submitting an incorrect amount or submitting a fee in error. If in doubt, contact the Securities Division.​


Securities Filing Fees Effective July 1, 2020
Broker-Dealer & Investment Adviser registration $200
Broker-Dealer & Investment Adviser registration renewal $200
Broker-Dealer Agent & Investment Adviser representative registration $50
Broker-Dealer Agent & Investment Adviser Representative registration renewal $50


Federal Covered Securities under §18(b)(2)
Initial  $1000
Renewal  $300


Form D/Rule 506
Initial $300
Renewal $300
Terminiation/Withdrawal $50
Late Filing F​ee - 1%; of the dollar amount of the offering sold in Mississippi maximum $5000


Reg A Tier 2
Initial $300
Renewal $300
Terminiation/Withdrawal $50


Registration of Securities under Mississippi Securities Act §75-71-305 - Coordination and Qualification
Initial $1000
Re-Registration $1000
Withdrawal $50



*Broker-Dealers and Broker-Dealer Agent fees are paid through FINRA's CRD system.​

*Investment Advisers and Investment Adviser Representative fees are paid through FINRA's IARD system.​